Head – Legal & Compliance (Financial Services Sector, Mumbai)

July 15, 2025by canonsphere

About the Opportunity

We are hiring for a Head – Legal & Compliance to join a dynamic organization in Mumbai. The ideal candidate will bring 8–10 years of legal expertise, preferably in the financial services, NBFC, insurance, mutual fund, or real estate brokerage sectors. This is a high-impact leadership position offering a salary of up to ₹15 LPA.

Location

Mumbai

Compensation

Up to ₹15 LPA

Contact Information

📧 Email: rahulk.kanojia@white-force.in
📞 Phone: 9300955707

Experience Required

8–10 years in legal and compliance roles, preferably in:

  • NBFCs

  • Insurance

  • Mutual funds

  • Real estate brokerage

  • Financial services

Key Responsibilities

Regulatory Compliance & Risk Management

  • Ensure adherence to RBI, SEBI, IRDAI, AMFI, and RERA regulations.

  • Monitor legal and regulatory developments affecting DSAs, corporate insurance agencies, mutual fund distributors, and real estate brokers.

  • Design and execute risk mitigation strategies.

  • Liaise with regulatory bodies when required.

Contract Management & Documentation

  • Draft, review, and negotiate a wide array of contracts including those related to loans, insurance, mutual funds, and real estate.

  • Ensure all contracts are compliant and legally robust.

  • Maintain accurate legal records and documentation.

Litigation & Dispute Resolution

  • Handle all litigation, arbitration, and dispute resolution matters.

  • Represent the company in legal proceedings and liaise with external counsel as needed.

  • Address customer grievances and regulatory notices in coordination with the compliance team.

Corporate Governance & Advisory

  • Advise leadership on legal risks and corporate governance.

  • Ensure best practices are followed during board and shareholder meetings.

  • Provide legal inputs and documentation as necessary.

Team Leadership & Training

  • Lead and manage the legal department.

  • Collaborate with internal teams to ensure end-to-end compliance.

  • Conduct training for employees on regulatory and legal compliance matters.

Qualifications & Skills

  • LL.B. or LL.M. from a reputed institution.

  • Strong knowledge of:

    • RBI, SEBI, IRDAI, AMFI, and RERA regulations

    • Corporate governance and risk frameworks

    • Contract law and litigation procedures

  • Excellent drafting, negotiation, analytical, and communication skills.

  • Ability to thrive in fast-paced and regulatory-driven environments.

How to Apply

Interested candidates may share their resumes via:
📧 Email: rahulk.kanojia@white-force.in
📱 WhatsApp: 9300955707

Opportunities: Jobs
Mode: Full Time
Location: On-Site

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