Analyst – Investigations Team (General Counsel’s Organization)

July 26, 2025by canonsphere

About the Role

The General Counsel’s Organization (GCO) in India houses the legal and compliance functions that support Ameriprise Financial and its subsidiaries. This team plays a vital role in various aspects of client services.

The Investigations Team is responsible for conducting internal investigations to assess issues that may pose potential risks to the company, clients, or employees. The Analyst will collaborate with Managers to identify policy violations and perform root cause analysis.

Key Responsibilities

Work with Managers to conduct thorough investigations on a wide range of matters, including confidential cases raised by stakeholders such as internal teams, regulatory authorities, and clients.
Ensure all analyses are completed accurately, efficiently, and on time.
Manage multiple investigations simultaneously while prioritizing workload effectively.
Provide support to Investigation Managers and the Director as required.
Assist in other projects and special requests as needed.

Required Qualifications

Bachelor’s degree (3-year program).
Minimum 2 years of experience in analysis and/or investigations.
Skilled in gathering and reviewing relevant documents/information and summarizing findings.
Ability to raise issues, seek assistance, and ask relevant questions to get complete information.
Strong written and verbal communication skills.
Excellent interpersonal and analytical thinking skills.
Energetic, adaptable, and service-oriented with a positive outlook.
Keen interest in investment markets and financial services.
High attention to detail while maintaining a broader perspective.

Preferred Qualifications

Prior experience in the financial services industry.
Understanding of diversified financial products and services.
Securities Industry Essentials (SIE) certification or willingness to acquire it.

About the Company

Ameriprise India LLP has been delivering client-focused financial solutions for over 125 years, helping clients plan and achieve their financial goals. Headquartered in Minneapolis, USA, the company has a global presence and specializes in Asset Management, Retirement Planning, and Insurance Protection.

Ameriprise India fosters a collaborative and inclusive culture that recognizes contributions and provides opportunities for growth. Employees are encouraged to make an impact both at work and in the community.

Ameriprise India LLP is an equal opportunity employer, considering all qualified applicants without bias based on race, gender, religion, age, sexual orientation, disability, veteran status, or any other status protected by law.